Network Working Group J. Schaad Request for Comments: 5273 Soaring Hawk Consulting Category: Standards Track M. Myers TraceRoute Security, Inc. June 2008
Certificate Management over CMS (CMC): Transport Protocols
Status of This Memo
This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.
This document defines a number of transport mechanisms that are used to move CMC (Certificate Management over CMS (Cryptographic Message Syntax)) messages. The transport mechanisms described in this document are HTTP, file, mail, and TCP.
Enrollment messages and responses may be transferred between clients and servers using file-system-based mechanisms, such as when enrollment is performed for an off-line client. When files are used to transport binary, Full PKI Request or Full PKI Response messages, there MUST be only one instance of a request or response message in a single file. The following file type extensions SHOULD be used:
MIME wrapping is defined for those environments that are MIME native. The basic mime wrapping in this section is taken from [SMIMEV3]. When using a mail-based protocol, MIME wrapping between the layers of CMS wrapping is optional. Note that this is different from the standard S/MIME (Secure MIME) message.
Simple enrollment requests are encoded using the "application/pkcs10" content type. A file name MUST be included either in a content-type or a content-disposition statement. The extension for the file MUST be ".p10".
Simple enrollment response messages MUST be encoded as content type "application/pkcs7-mime". An smime-type parameter MUST be on the content-type statement with a value of "certs-only". A file name with the ".p7c" extension MUST be specified as part of the content- type or content-disposition statement.
Full enrollment request messages MUST be encoded as content type "application/pkcs7-mime". The smime-type parameter MUST be included with a value of "CMC-Request". A file name with the ".p7m" extension MUST be specified as part of the content-type or content-disposition statement.
Full enrollment response messages MUST be encoded as content type "application/pkcs7-mime". The smime-type parameter MUST be included with a value of "CMC-response". A file name with the ".p7m" extension MUST be specified as part of the content-type or content- disposition statement.
This section describes the conventions for use of HTTP [HTTP] as a transport layer. In most circumstances, the use of HTTP over TLS [TLS] provides any necessary content protection from eavesdroppers.
In order for CMC clients and servers using HTTP to interoperate, the following rules apply.
Clients MUST use the POST method to submit their requests.
Servers MUST use the 200 response code for successful responses.
Clients MAY attempt to send HTTP requests using TLS 1.0 [TLS] or later, although servers are not required to support TLS.
Servers MUST NOT assume client support for any type of HTTP authentication such as cookies, Basic authentication, or Digest authentication.
Clients and servers are expected to follow the other rules and restrictions in [HTTP]. Note that some of those rules are for HTTP methods other than POST; clearly, only the rules that apply to POST are relevant for this specification.
When CMC messages are sent over a TCP-based connection, no wrapping is required of the message. Messages are sent in their binary encoded form.
The client closes a connection after receiving a response, or it issues another request to the server using the same connection. Reusing one connection for multiple successive requests, instead of opening multiple connections that are only used for a single request, is RECOMMENDED for performance and resource conservation reasons. A server MAY close a connection after it has been idle for some period of time; this timeout would typically be several minutes long.
There is no specific port that is to be used when doing TCP-based transport. Only the Private Ports 49152-65535 may be used in this manner (without registration). The ports in the range of 1-49151 SHOULD NOT be used. The port to be used is configured out of band.
Mechanisms for thwarting replay attacks may be required in particular implementations of this protocol depending on the operational environment. In cases where the Certification Authority (CA) maintains significant state information, replay attacks may be detectable without the inclusion of the optional nonce mechanisms. Implementers of this protocol need to carefully consider environmental conditions before choosing whether or not to implement the senderNonce and recipientNonce attributes described in Section 6.6 of [CMC-STRUCT]. Developers of state-constrained PKI clients are strongly encouraged to incorporate the use of these attributes.
Initiation of a secure communications channel between an end-entity and a CA or Registration Authority (RA) -- and, similarly, between an RA and another RA or CA -- necessarily requires an out-of-band trust initiation mechanism. For example, a secure channel may be constructed between the end-entity and the CA via IPsec [IPsec] or
Schaad & Myers Standards Track [Page 4]
RFC 5273 CMC: Transport Protocols June 2008
TLS [TLS]. Many such schemes exist, and the choice of any particular scheme for trust initiation is outside the scope of this document. Implementers of this protocol are strongly encouraged to consider generally accepted principles of secure key management when integrating this capability within an overall security architecture.
In some instances, no prior out-of-band trust will have been initiated prior to use of this protocol. This can occur when the protocol itself is being used to download onto the system the set of trust anchors to be used for these protocols. In these instances, the Enveloped Data content type (Section 18.104.22.168.3 in [CMC-STRUCT]) must be used to provide the same shrouding that TLS would have provided.
The authors and the PKIX Working Group are grateful for the participation of Xiaoyi Liu and Jeff Weinstein in helping to author the original versions of this document.
The authors would like to thank Brian LaMacchia for his work in developing and writing up many of the concepts presented in this document. The authors would also like to thank Alex Deacon and Barb Fox for their contributions.
[TLS] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.1", RFC 4346, April 2006.
Jim Schaad Soaring Hawk Consulting PO Box 675 Gold Bar, WA 98251
Phone: (425) 785-1031 EMail: email@example.com
Michael Myers TraceRoute Security, Inc.
Schaad & Myers Standards Track [Page 6]
RFC 5273 CMC: Transport Protocols June 2008
Full Copyright Statement
Copyright (C) The IETF Trust (2008).
This document is subject to the rights, licenses and restrictions contained in BCP 78, and except as set forth therein, the authors retain all their rights.
This document and the information contained herein are provided on an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79.
Copies of IPR disclosures made to the IETF Secretariat and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementers or users of this specification can be obtained from the IETF on-line IPR repository at http://www.ietf.org/ipr.
The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights that may cover technology that may be required to implement this standard. Please address the information to the IETF at firstname.lastname@example.org.